Capital Markets Practice
Our team understands the challenges Capital Markets firms face in today’s environment, and we’re equipped and ready to help our clients meet them. Our professionals combine Investment Banking and Broker-Dealer experience with product knowledge to help our clients make transformative changes in key areas, such as Risk management (technology, operational & regulatory), Trading and Trade lifecycle operations.
Operational review, client management, advisement & education, due diligence project/portfolio analysis, training and guidelines, cost reduction review, market share/wallet share analysis
Program management office, project management, vendor selection, RFP/RFI management, systems integration, testing & training
Program reviews, cost take out, vendor management, process improvement, operational efficiencies, key performance indicators/metrics, asset optimization
Gerry Tallarido, Partner
Gartland & Mellina Group
1385 Broadway, Suite 912
New York, NY 10018
Currently in the U.S., the Securities industry completes settlement for equities,corporate and municipal bounds, mutual funds and funds, and unit investment trusts (UITs) on the third day after a trade is executed by sending payment for the trade to the seller and securities to the buyer.